PROFESSIONAL SUMMARY:

• IT Professional/Regulatory Compliance Professional with Subject Matter Expertise for Anti - Money Laundering (AML/BSA), Know Your Customer (KYC) and Trade Surveillance (TC) to Financial Institutions, seeking suitable positions in Regulatory Compliance Reporting and Capital Markets.
• Dedicated and versatile IT Professional have 15 years of rich and insightful experience that provide sustainable competitive advantage to financial services in AML Compliance and Risk programs with specialize in Mantas/Financial Crime and Compliance Management (FCCM/Mantas), Financial Services Data Foundation (FSDF)/Informatica/NORKOM PCR Technologies and Enterprise Case Management.
• Competitive, detail-oriented and performance-focused professional with board-based experience on Business Analysis, Data Analysis and organizational development within diverse banking line of businesses.
• Armed with in-depth knowledge of compliance and regulatory AML Transaction Monitoring and Trade Surveillance systems for entities Risk Scoring with data preparation to data quality evaluation.
• Analytical problem solver knows for exceptional ability to identify root case of complex issues while formulate innovative solutions.
• Technical knowledge in combination with understanding of the Industry rules and Business needs and strong project/team leading skills, strong communication skills, knowledge of ‘Best Practices’ and ‘Project/Development Life Cycle’ (SDLC) on an agile “Can-do” attitude.
• Gather, identify, research and document Business requirements and Meetings with Business partners and Product Managers
• Communicate with Business, Product partners and Technology, for process and workflow/dataflow design to create business and process requirements and design to ensure relevant business objectives are met
• Proficient with eliciting business requirements, reviewing process flows and to develop technical/system flows
• Generate Business/system documentation (i.e. BRD, FRD/SRA/FSD , ICD / IRD /SDS, TSD and others) Use-cases for SIT and UAT testing, support during project plans
• Wrote Data Mappings, Data Dictionary and Data Lineage with Strong Data Analysis experience using SQL Query and MS Excel
• As a PO Wrote User Stories on Lean Enterprise Agile model and for PI implementations planning
• Worked on Data quality and contributed to development of Master data management and data quality control framework
• Good Knowledge in business process modelling tools (SPARK, Visio ) and experience with documentation of processes and procedure, also materials with end goal of user
• Worked on Master and Data processes and procedures to align with Enterprise Policies and Standards
• Good Knowledge of database query and reporting that leverage SQL, Tableau , or similar methods to frame issues and opportunities, design and develop solutions, and drive execution of reporting based on statistical analysis and trends
• Good exposure to Data Analytics using predictive models using evolving trends of Bigdata, and artificial intelligence (AI)/Machine learning (ML) to perform cognitive tasks on the basis of historical data and learning
• Strong experience to support technical delivery in Agile Methodology i.e. Scaled Agile Framework ( SAFe )
• Experience in Software Development Lifecycle ( SDLC ) project management methodologies using Waterfall and Agile/Scrum
• Managed projects using SDLC processes right from estimations of resources, efforts, durations and executed within the budget
• Produced management reports(status and progress) and governance metrics
• Tools knowledge- MS Projects, PTSW, Excel , Access, PowerPoint, Word, Visio and Atlassian JIRA for project management
• Experience in tech governance, SDLC control, Remedy Change Management and attestation processes within firm
• AML Regulatory compliance, with 15+ years of experience in the field of AML Financial Crime, has a proven track record of developing and implementing large scale AML programs for top tier financial institutions, includes conduct risk assessments, regulatory controls, development & implementation of policies & procedures, AML governance and managing emerging risks
• Global projects of Anti-Money Laundering (AML), transaction monitoring and Sanctions Screening applications, partner with Business Partners and Compliance Technology IT teams across NAM, LATAM, EMEA and APAC
• Good experience in top tier-1 Financial firms as a Business Analyst in AML, KYC, TC diverse domains of Transaction Monitoring, Capital Market in areas of Fixed Income, Equities, Derivatives, Electronic Trading floor applications, WIRE, Risk & Regulatory reporting
• Mantas BA experience to AML/BSA, KYC(Customer refresh) for Transaction Monitoring, Trade Surveillance solutions, and good in Data Interface Specification (DIS) for source feeds and integration of business & transaction data for derivation and aggregation to run behavior detection to create red flag/alerts using threshold customization
• Experience in strategic compliance initiatives and worked on several regulatory remediation programs for financial institutions
• Experience in Anti-Money Laundering (AML), know-your-customer (KYC), customer due diligence (CDD), sanctions and payment screening, AML transaction monitoring, AML Risk assessments, and AML systems tuning and optimization
• Extensively experienced in Mantas AML Business Data and Investigation data, Post processing Jobs, Initial scenario threshold setting and validation
• Worked on Wholesale/Institutional, Consumer/Retail, Investment, Asset Management, Correspondent banking line of businesses knowledge of Payment Systems (SWIFT, SFMS, NEFT, RTGS) and extensive risk management experience conducting fraud and risk investigations for financial institutions and payment processing organizations
• Mantas BA/SME in Payments AML/Fraud Detection (WIRE, ACH, MI, CASH), Trade Surveillance, Patriot Act, BSA/AML Compliance, KYC, FATCA, OFAC, OCC and CTR, SAR, SEC OTS/OATS reporting, SOX compliance content knowledge and experience
• Worked on multiple projects on OFSAA-FCCM/Mantas program that includes version upgrades to 8.0.6 and higher and extensive experiences in risk scoring Scenarios/Models
• Extremely experienced financial services and compliance professional with extensive skillsets and expertise, including, but not limited to BSA/AML Regulatory Compliance and Reporting to US FED, OCC, SEC etc.
• Innovative, results-driven Business Partner delivering on global enterprise level strategy covering efficiency and outsourcing initiatives, platform rationalization and implementation of programs in support of both global policies and regional/local requirements
• Strong experience in Mantas product, well versed with various Mantas classes (AML, TC, BC) coupled with end to end Life cycle of product including Ingestion Manager, Behavior detection, Threshold Customization, Mantas scenarios base thresholds setting, scenario effectiveness analysis and optimization
• Worked in customization and enhancements of Mantas Solution for Global AML platforms to different Geographical locations for the firm. Supported the Mantas application and provided high quality service to compliance business partners
• Provide consultative services to financial institutions in addressing Know Your Customer (KYC), Bank Secrecy Act (BSA)/Anti-Money Laundering(AML), Office of Foreign Assets and Control (OFAC), PEP, World check and other compliance
• Ensure investigations and regulatory reporting to regulators and law enforcement are conducted in a manner that maintains the firm’s compliance with the Bank Secrecy Act (BSA), the USA PATRIOT Act, other guidance as published by the SEC, FINRA, FinCEN, FATF, OFAC for U.S. Treasury Department
• Provide AML guidance, advice and risk-based solutions to complex business issues/initiatives involving the Country/LOB's products
• Participate in TM Model validation includes product coverage, data quality validation, model effectiveness, rules logic, false positives analysis, increased identification of suspicious activities, thresholds tuning and other activities for effective risk analytics
• Experience in Customer profiling and Account Segmentations for effective base threshold set configurations
• Broker-Dealer compliance (e.g. trade and electronic communication surveillance, regulatory reporting, or suitability)
• Good knowledge of Financial Markets and different Product Types to DEPOSITS, WIRE, BONDS, CUSIP etc.
• Partner with Lines of Business, Technology, Risk to derive and finalize source data SOR’s to TM system
• Worked on multiple regulatory compliance programs, data streams and DW to support integration for AML, KYC, OFAC, PEP Screening for CTR reports
• Knowledge of Trade lifecycle (Order, Execution, Allocation) securities, their clearing & settlement processes and its front to mid to back operations
• Products, Client accounts, Order entry, Fixed Income, Master Data Management, AML Compliance, Trade Surveillance, Risk Assessment & Management, Assets Management, Capital Markets and all aspects of Global Banking and Brokerage processing
• Knowledge in Business Process Management (BPM) reengineering of Account Opening, and Global KYC
• Competent in Creating Wire frames, Unified Modelling Language (UML) diagrams such as Use Case Diagrams, Activity Diagrams, Class Diagrams, navigational flows, story boards, UI specifications and Sequence Diagrams
• Worked with Finance, Operations, Front Office & Technology to ensure strong data outcomes through cross-functional collaborations
• Extensive experience in Gap Analysis, Business Process Re-engineering, Design Workflows and communicating the trade-off decisions on product features based on technology, budget constraints and customer requirements
• Data secrecy projects CBDC backend Entitlements to Personally ldentifiable lnformation (Pll) to control access to Pll within firm
• Worked on Bank Holding Companies Risk and Finance factors of Credit, Market, Liquidity & Operational risks for calculation of VaR
• Extensive experience in DW/BI for Informatica ETL (Extract, Transform and Load) of data, integrations into multi-dimensional data warehouse/data mart and Business Intelligence (BI)
• Develop high level of subject matter expertise within AML Risk Analytics area and provide solid Business Analysis to the C Executives of Risk Analytics to carry out BAU tasks and Strategic projects within AML/CTF area
• Data quality initiatives and contributing to the development of a data management and control framework
• Diverse experience in Configuration, Change & release management on IMR(Application Managed Services) involve all life cycle
• Well-versed with client’s service model and engaging customer expectation under SLA for “RTB” and “CTB” services
• Strong understanding of data governance in the regulatory environment, specifically experience with financial crimes

SKILLS HIGHLIGHTS:

Skills: OFSAA FCCM/Mantas, Business/Data Analysis, Data Mapping, SQL, Project Management, Change Management, BSA/AML Controls, Entitlement Controls, SDLC - Agile, Product Management, Data Management & Migration, Market/ Data, Business Process Controls, Stakeholder Liaison, Legal and Compliance Front to Back initiative, Metrics Reporting, Enterprise Risk Ranking, Transaction Monitoring, Market/Trade Surveillance, Credit, Market and Operational Risk.

TECHNICAL SKILLS:

AML Product Suite: OFSAA-FCCM/Mantas 8.0.7/8.0.6/8.0.4/8.0.2/6.2.4/5.9/5.8/5.5/4.3 , basic Actimize AIS and RCM

OFSAA Framework: FSDF Model (Financial Services Data Foundation), ALM, CRM

Programming Language: Java/J2EE JDK

Scripting Language: Unix Shell, Perl Scripting

RDBMS: Oracle 12g/11g UDB DB2 v8.1, SqlServer, Oracle DBA

ETL Tools: Informatica PowerCenter 9.6.1/9.5/8.6/8.3 , 8.1, 7.3, Ab Initio

Office: MS Project Plan, Word, Excel, PowerPoint, Access, Visio, SharePoint, Service now, JIRA

SQL: Toad, Oracle SQL* plus, SQL Navigator, SQL Profiler, SQL Query Analyzer

Reporting: COGNOS 10.1, OBIEE 11G

AML Tools: WorldCheck, Fortent, NetQuery, Detica(Norkom), LexisNexis, NESS, PEGA for KYC, Payment/Trade Blotter

Others: AML, BSA, OFAC, SWIFT, FX4CASH, SEPA, 202COV and ACH

Version Control: CVS,SVN, Rational clear case

App/Web Servers: IBM WebSphere, WebLogic, Web Services, JBoss and Apache Tomcat

Operating System: Sun Solaris, Linux, Windows 10, Windows 98/2000/XP

Hardware: Compaq, HP, Dell, IBM, Cisco, Nortel, 3Com, Lucent

PROFESSIONAL EXPERIENCE:

Mantas SME/Business Analyst

Confidential, Tampa, FL

Responsibilities:

• Responsible for scenario Development requirements gathering , setting and tuning the thresholds of AML scenarios, segmentation , Random Client Analysis, prepare ongoing metrics to provide insight based on them with data-driven analysis
• Evaluate the quantitative methods and procedures to obtain data in order to ensure validity, applicability, efficiency, and accuracy, Ensure proper documentation of all project work and respond to Internal Audit, Compliance Testing and Regulator’s questions
• Provide functional design guidance to accommodate firms’ business rules AML Business Rule Standards ( CAMBRS ) within Mantas (FCCM) for managing risk
• Experienced in global projects (NAM, LATAM, EMEA & APAC) implementations and highly knowledgeable in building and managing offshore. Able mentor, excellent communicator and cross functional team leader with a strong work ethic
• Financial Crime Compliance (FCC) Risk Assessment to perform BSA/AML and Sanctions Risk Assessments across all activities and business lines (Financial Markets, Transaction Banking, Wholesale Banking, Correspondent Banking and Broker Dealer)
• Support activity includes deep dive analysis of Mantas scenarios, ingestion data, creating reports and proposals for scenario optimization and identifying any monitoring gaps
• Produce quantitative and qualitative analysis to support maintenance and enhancement of existing AML surveillance models/rules/ scenarios on Oracle Mantas platform with Mantas scenarios base thresholds setting, scenario effectiveness analysis and optimization
• Proven experience in setting up program for optimization of correspondent banking models based on Mantas using advanced Analytics techniques
• Conducted workshops to gather requirements to prepare Business Requirement Documents (BRD), for all 3 phases of enhancements from operations and business teams across different countries and verify Functional Specification Document ( FSD )
• Act as the bridge between Stakeholders and Delivery Team translating business use cases into business requirements and communicating IT teams in an effective manner
• Create UAT Test Plan, Test Cases and conduct UAT Testing with the help of end users; Participate in TM Model validation for Customer segmentations, data quality validation, model effectiveness, rules logic, false positives analysis , thresholds tuning, for effective risk analytics
• Worked cross collaboratively with stakeholders across various geographic locations to brief the changes, advantages and time lines
• Support the system changes (workflows, effectiveness of alerts generation, Auto closure of false alerts etc), based on new regulatory requirements and manage a team to support all the BAU and UAT activities
• Defining the materials and conduct formal user sessions; facilitate train-the- trainer approach Assist in /mentoring country staff
• On need basis, assist Regional head of sanctions in systems related changes including low to medium impact to systems resulting from self-assessment, audit findings, tests or independent checks and regulatory changes
• To create, update and maintain project documents to capture both local and regional regulatory intricacies well within pre-defined project milestones
• Perform Data analysis, Data mapping and data validation for DQ Rules for AML system
• Generate business requirements, and built Business Requirements Document (BRD/FRD/ICD) that inclusive of business case, scope, LOB requirements
• Worked on firm’s AML Transactional Monitoring and Market Surveillance Technology Groups under CTO for FATCA, FinCEN, FATF, OFAC, PATRIOT ACT etc.
• Worked for firm’s OFSAA-FCCM/Mantas 8.0.6 version upgrade to NAM and LATAM regions
• Participate in Transaction Monitoring Model validation for Customer segmentations, data quality validation, model effectiveness, rules, false positives analysis, thresholds tuning, for effective risk analytics
• Create UAT Test Plan, Test Cases and conduct UAT Testing with the help of end users
• Article VII:7.36 Enhance AML Transaction Monitoring Coverage Framework reporting for Account/Customer/Scenario/Transaction coverages across enterprise - OCC Consent Order
• Responsible for firm’s UCV (unproductive Case Volume) evaluations presentation to AML Monitoring Committee (AMC) and for CAP
• Responsible for OCC (Office of the Controller and Currency) Consent Order EAP Framework regulatory reporting’s
• Manage the Firm’s AML Transactional Monitoring and Market Surveillance Technology Groups under CTO and executed projects on Agile environment
• Data preparation from different product processors and Authorized Data Sources (ADS) to analyse and finalize SOR files for data aggregations & business rules to risk scoring models
• Collaborate with the FIU in making determinations surrounding the Firm’s SAR reporting and CDD/EDD policies and requirements
• Lead role in creation of SEAR metric tracking for enhanced productivity measurements; and Lead role in exploring potential AML transactional monitoring system upgrades and development
• Worked on finalizing thresholds to different LOB’s of Wholesale, ICG, GCG/CBNA, CPB, LSB/CPWM, IPB, IAML, Embassy Lines-Of-business across different countries of NAM, LATAM, EMEA and APAC
• Worked on data secrecy Entitlement project for CDBC/Mantas backend Entitlements to Protect and Control cross border PII data to user access with roles defined within Jurisdictions and LOB’s
• Data analytics capabilities and demonstrated experience in analytics platforms (Python, R) for data mining and statistical analysis
• Key in design EAP (Enterprise Analytics Platform) framework on HDFS architecture
• Engage with MRM (Monitoring Risk Management) for TGS (Threshold Generator Sheet) reconcile for all Countries/LOB as per GSOM (Global Standard Operating Model)
• Partner with STAJE (Scenario, Threshold, Alerts, Jurisdiction and Execute Jobs) for Quarterly reports for Scenarios running reports
• Interact with SMV(Scenario Management & Validations) to finalize ARS and CRS scorings model
• Provide AML guidance, advice and risk-based solutions to complex regional business issues/initiatives for LOB's products range
• Work with business lines, includes US KYC / AML, Dodd Frank, FATCA and other regulations impact to the US Business Jurisdiction
• Work with AML Compliance Officers to review audit findings, evaluate the business corrective action plans CAP to deal with issues
• Drive GFC target operating model initiative within 3 lines of defences for financial crime processes by writing process flows, business requirement documents and procedures

Business Analyst/Data Analyst

Confidential, Charlotte, NC

Responsibilities:

• Worked on multiple AML projects involving development and optimization of automated transaction monitoring scenarios; enhancement of program documentation; analysis and alignment of investigations procedures to support AML scenario tuning efforts
• Good experience in helping firm to effectively address AML/BSA compliance challenges that includes data analysis, customer segmentation , base threshold settings and Optimization
• Worked with development and AML Surveillance Optimization team covering automated transactions monitoring using Oracle MANTAS and custom- developed detection models to firm (Clearing, Investment Banking/ Broker Dealer , Trade Finance, as well as Wealth Management businesses) and equity aggregations
• Specialize in defining AML risk coverage requirements, development and implementation of new surveillance models, developing productivity metrics, as well as leveraging available information in customer data systems and case management systems/investigations feedback loop
• As part of Broker-Dealer GAP remediation, identifications new source Trade feeds for different jurisdictions, creations of data mapping in-line with DIS and on-boarding the feeds to Mantas system with iterations of testing
• Data quality controls and implementation to meet regulatory requirements by coordination with Business, Architecture and various upstream system
• Manage Rules development and Tuning analysis and execution for Transaction Monitoring and Risk Analytics program
• Worked on FCCM/Mantas 8.0.2 product implementation to two separate mantas instances running for US & UK jurisdictions. The implementation covers both pre-mantas Layer ( SOR to DIS files that involve enrichments to FOT, FOTP, BOT TE, SSI etc.) and behavior detections for totally 350 SOR diversified to US and EMEA regions for LOB’s of GWIM and GBAM with ECM
• TM Model validation activities including product coverage, data quality validation, model effectiveness, rules logic, false positives analysis, Create UAT Test Plan, Test Cases and conduct UAT Testing with help of appropriate end users
• Developed Project Status Metrics for weekly evaluation of Project Status and analyzed the impact of the open issues and Change Request on the Project Plan
• Design and create deployment process document used by the team to improve process efficiency and mitigate risks
• Manage a portfolio of work associated with AML regulatory change implementation that impact multiple LOB globally
• Manage and deliver projects, conduct analysis to determine requirements for effective AML system implementations
• Work with AML Program to identify relevant KRIs, Typologies and appropriate regulations for monitoring rules for all products and customers
• Mantas Part 30, validations to Mantas Scenarios that generate false positives and to tune those scenarios
• Build sustainable risk program within GBAM Tech, managing metrics and providing transparency, leading GBAM Tech participation into GTO wide risk activities
• Perform ongoing analysis and statistical sampling of the Mantas system and monitoring scenarios, in order to ensure an effective risk-based transaction monitoring process
• Engage with internal business partners on various risk mitigation activities and initiatives
• Assist in execution of internal control discipline and operational excellence within a LOB. Execute LOB specific processes and tools to drive adherence to enterprise-wide Standards
• Support business in audits (internal and external) as a key interface with regulator/auditors
• Reviews processes and controls monitoring and independent testing results with FLU to identify potential GAP

Business Analyst Jersey City, NJ

Confidential, Jersey City, NJ

Responsibilities:

• Provides solutions to AML business & Operations by applying technology to business opportunities, planning and implementation of cross-functional applications
• Participates in identifying, evaluating, and configuring systems that are cost effective and meet business requirements
• Monitors client’s experiences and feedback on the use of business applications; Enhanced system productivity, as needed
• Provides senior level consulting services to internal business groups on process improvement projects designed to improve their business results
• Analyze, defines and documents clients requirements, and revises existing systems logic challenges, as necessary
• Performed risk assessment, customization of transaction monitoring models and helped businesses achieve business lines and jurisdictions specific monitoring by applying threshold sets or segments for patterns, scenarios and models using descriptive statistics and basic statistical data distribution
• Proposed quantifiable score model based on on-boarding data, customer activity review, politically exposed persons (PEP), Suspicious activity reporting (SAR)
• Supported business development & sales activities also trained resources in engagements, Lead and managed team

Business Analyst/ Data Analyst

Confidential, New York City, NY

Responsibilities:

• Implemented Mantas/OFCCM 6.2.4 product to clients for AML Tech Solutions and Liaise with business for OOB scenarios and new Scenario implementations and threshold calibrations
• Requirement gathering and documentations of (FRD, ICD, Use-cases and Test cases review)
• Represents Mantas scenarios Model validations based on customer segmentations
• Support delivery of effectiveness assessments of System/scenarios/rules/data/parameters
• Support ongoing oversight of Dashboard based metrics of TM Systems and Rule Effectiveness
• Analyzed current capabilities and identify areas and processes requiring optimization, improvement and/or automation
• Contributed to the implementation of TM Program & Standards, Operating Models, processes and procedures

Business/Data Analyst Whippany, NJ

Confidential, Whippany, NJ

Responsibilities:

• Provide guidance and expertise into the IM TM Program by developing and demonstrating: understanding of AML and terrorist financing trends and typologies, knowledge of new or existing banking and/or capital market products and services to identify possible impacts on the TM infrastructure, and risk based approach to the effective segmentation of Customer and transactional risk attributes
• Assist to maintain and ongoing enrichment of the effectiveness of Barclays TM systems: support delivery of Effectiveness Assessments of System/scenarios/rules /data/parameters, support the ongoing oversight of Dashboard based metrics of TM Systems and Rule Effectiveness and analyse current capabilities and identify areas and processes requiring Optimisation and improvement
• Assist in firms’ new initiatives by undertaking TM specific Risk Assessment to be applied across all in scope jurisdictions and instances, providing project related support via business analysis techniques and understanding
• Work with stakeholders within Financial Crime, businesses to ensure their needs are correctly recognised and understood throughout the TM lifecycle
• Proven record in implementing, optimising and tuning (Oracle Mantas) TM systems, Data Management & Analytics (Python, SQL) and Data Visualization on Tableau
• Good Control Experience in a Regulated Business Environment with exposure to governance, control and risk management and strong understanding of AML (Money Laundering, Terrorist Financing and Tax Evasion) and Fraud trends and typologies
• Involved in surveillance of Wire, checks, MT110, ACH, World Check and adhoc request from FIU (Financial Investigation Unit)
• Involved in surveillance of internal and external account details against OFAC, FINCEN, world Check and Internal Watch List
• Ensure compliance with SLAs and standards for response and remediation and escalate and issues as needed.
• Involved in creation of new jurisdiction (US/UK/DE) using Mantas Development kit, configured threshold/dataset/scoring algorithm
• Interact with Investigators and the Financial Intelligence Unit to resolve unusual and/or suspicious account activity utilizing databases and software applications to analyze transactional patterns and trends
• Retrieve suspicious activities through Prime Compliance Suite, Fortent AML, Accuity, World Check, and Lexis Nexis
• Data analysis in requirements gathering, reviewing business rules and identifying data sources
• Involved in Informatica workflow for derivations and aggregations
• Involved in MSB and ABA loading, scenario optimization of Custom scenarios and threshold calibrations

Project Manager/SME for AML Mantas Edison, NJ

Confidential, Edison, NJ

Responsibilities:

• Interact with multiple operations teams across APAC for the recon of Transaction Codes across for all modules (Capital Markets) of core banking systems of Private and Investment banking
• AML MANTAS Version upgrades from Version 5.5 to 5.8 on solution sets of AML/TC
• Analyze Transaction codes by country, record the operational usage and access the need for AML monitoring
• Segmentation and Optimization of threshold values for the reduction of false Positive alerts
• Produce quantitative and qualitative analysis to support maintenance and enhancement of existing AML surveillance models/rules/Scenarios on Oracle Mantas platform
• Assist in developing and testing new surveillance solutions, including tuning and configuration
• Work closely with members of other teams (Financial Crime, Investigations, Change Management, Technology) to research issues, define and evaluate possible solutions, document decisions, support implementation of changes
• AML Behavior detection scenario implementations for areas such as: High risk geographies and entities and Hidden relationships, Behavior detection anomalies that indicative of suspicious activity for end users’ investigations
• Involved in creation of new jurisdiction (US/UK/DE) using Mantas Development kit, configured threshold/dataset/scoring algorithm
• Customize thresholds and risk scoring to help reduce false positives and focus investigators on actionable alerts and cases
• Case management system to streamline analysis and resolution by placing business data and historical information into an organizational risk
• Requirements gathering, gap analysis, design, coding, testing and implementation of ETL Informatica maps for MANTAS and changes for MANTAS feeds dbFeeds
• Interacting with project users, User Acceptance Test. User requirement reviews. Provide technical documentation to users. Notify users with application changes. Preparing user presentation document and involved in User process
• Implementation of statistical Process Management and process performance models across Projects, process quality and audit
• BCP tests for pre and post DR tests on Compliance IT PROD systems
• Internal audit process and closures
• Involved in loading data for Watch list from Thomson Reuters
• Analysis of enhancements, problems, Troubleshooting, Delegation of tasks and Monitoring of tasks at BEHAVIOR DETECTION
• Established process for broker dealer news scans based on separately managed high net worth retail accounts
• Held workshop on risk assessment with Legal and Compliance teams with in US, Luxembourg and UK locations