EXECUTIVE SUMMARY

• Seasoned Professional with 10 + years project management, IT General Control (ITGC), policies and financial system analysis experience including compliance audit review analysis of complex US government programs and process improvement for Banking, financial institutions.Competency in Standard of Procedures (SOP) writing. Proficiency in the areas of financial management and federal budgeting.
• Exceptional leadership skills consisting of a consultative management style which facilitates team work while enhancing productivity and creating both a positive and empowering work environment.Skil

TECHNICAL SKILLS

• Project Management
• Pursuing PMP and CIA certifications Process Improvement
• Financial Analysis/IT Audit Financial Management
• Application control/IT General Control (ITGC) Organizational Leadership
• Risk Analysis/Regulatory Compliance Analytical/Writing/Verbal
• Document reviews Microsoft Office
• Word/Excel/PowerPoint/Access

PROFESSIONAL EXPERIENCE

Confidential, Washington, DC

Compliance Auditor/Business Analyst (Associate Auditor)

Responsibilities:

• Managed executed standard auditing Project practices and procedures, me.e. (determining records or activities to analyze and test), put in place new Standard of Procedures (SOPs)
• Managed Records Information Management (RIM) Project Paperless by testing work papers and reporting on HR I9s and Benefits in collaboration with the IT team to improve HRIS database
• Performed independent financial and operational audits to ensure dat controls are in place and working as intended and those business objectives are being met
• Performed independent substantive IT/ITGC audits to ensure dat financial statements On HRIS are fairly stated and consistent with regulations. Develop and report finding to management
• Built Enterprise Risk Management (ERM) Framework to track missing data/record using SharePoint, H/V Lookup Pivot Table, and PeopleSoft
• Organized, compiled, wrote, prepared detailed and complex financial presentations and reports utilizing all Microsoft Office applications, especially Excel, PowerPoint
• Developed and recommended new credit financial standards & SOPs effecting both the small business concerns receiving financial assistance and Certified Development Companies (CDC)
• Served as financial analyst and technical advisor primarily for the commercial loan programs 7(a), 504. Reviewed policy exceptions and loan application reconsideration trough Commercial Master Servicing (CMBS)
• Managed and conducted compliance document reviews project of servicing and loss mitigation of Insured commercial mortgages through SharePoint Enterprise system (MasterTrak, Guaranty Purchase Systems)
• Established official recommendation documents for repair/remediation, charge off

Compliance Review Analyst (Associate Auditor)

Responsibilities:

• Executed audit compliance functions, including processes and controls to comply with laws, rules, customer protection regulations like Sarbanes - Oxley, CFPB, UDAAP, HMDA, Fair Lending
• Conducted RESPA compliance document reviews, servicing, loss mitigation of Insured mortgages (Forward mortgage) and of Home Equity Conversion Mortgages (Reverse mortgage) and remediation follow-up
• Developed noledge and understanding of contract and risk management; public accounting practices and procedures; regulatory compliance tools and Internal Control Audit technology tools for planning, design, performance of testing, and reportingIT audits
• Designed coding analysis ITGC in the information database and process which increased accuracy and productivity
• Researched and analyzed financial statements-USSGL and audit-related issues utilizing Mine Safety Information System (MSIS), Data Retrieval System (DRS), Business Intelligence (BI) Query Data mining, Federal Financial Management System (FFMS/FFMIA) databases; and employed Oracle Financial audit software to review, compile, and reconcile financial information
• Provided financial analysis, projections, data presentations in support of required budget exhibits; and audited annual financial statements using Excel macros, formulas, Pivot table
• Tracked allocations to the agencies participating in the Asset Forfeiture Program (AFP) to assess reimbursement agreements; and posted obligations in compliance with the Federal Acquisition Regulations (FAR); Cost Accounting Standards (CAS); Generally Accepted Accounting Principles (GAAP); OMB Circular A-123 Internal Control by using IDEA
• Wrote and prepared risk control management analyses, evaluations, and recommendations for implementation in regulatory compliance
• Designed and implemented a debt management system for risk management and control

Confidential

Secondary Marketing Exception Analyst

Responsibilities:

• Audited financial statements and annual tax returns; and made recommendations regarding loan structure and pricing to the Bank’s President, Principal, and Director of Operation
• Managed, designed and tested multiple projects database systems (Control Z, SQL, Excel and Access Exception database, UNIFI, EMPOWER) to process work queue and ITGC documentation and application control
• Wrote Standard of Procedures (SOP) using Excel, PowerPoint, Word and Access