Financial Advisor Resume

Highlights:

Experienced in managing software development projects (SDLC)
Extensive experience gathering user requirements, technical specifications, detailed design
OO Analysis, Modeling, design and develop complete solutions, integrated with existing technologies
Prime Brokerage, mutual funds, brokerage accounting etc.
Developing interfaces with applications, to/from BlackRock\\\'s Aladdin trading system and third party systems
Good Sybase (thru 12.5) experience on various Unix platforms
Experienced in back-office technology (including ISITC, SWIFT), data feeds and reconciliation
Series 7 and 66. Health and Life Insurance – NJ, NY.

Technical Skills:
Languages Perl, Visual BASIC 6.0, SQL, VBA, Shell programming, XML, XSLT
Operating Environments Solaris, DEC Unix, Unix (HP-UX), Windows
Databases Sybase System 10.x thru 12.5, MS-SQL Server, MS-Access
Applications MS-Project, ERWin (Model Mart), DB-Artisan, XML Spy, ClearCase, Autosys, CONNECT:Direct (NDM), MS-Office, BAMCS, BAAN, MSXML 4.0, BPSA (BPS/A – ADP’s Brokerage System), Actuate

Educational qualifications:
MBA (Financial Risk Management and Int’l Trade & Finance)

Work Experience:

Feb. 09 – Nov. 09 Financial Advisor Confidential,South Brunswick, NJ

Licensed Financial Advisor working with individual investors and businesses. Gaining familiarity with compliance and other requirements for account opening, client suitability, mutual fund models, building models for clients with risk tolerance in mind etc.

Jul, 03 – Dec. 08 Vice-President, Business Analyst at BlackRock Solutions, New York, NY

Managed projects for ongoing software projects. Developed Project Management toolkit to help managers track statuses while providing all-round view of status of team as a whole. Prioritised, managed and delegated software development across teams.
Maintained Centralized Project Plans and schedule of deliverables. Ensured that development is on track to meet client expectations while maintaining developer enthusiasm.
Developed interfaces to extract and load BlackRock\\\'s Aladdin data into standardised XML, CSV and other formats. Helped design an internal ETL tool (in Perl/Sybase) to extract/load data.
Translated requirements from client (business) terminology to internal BlackRock specific terms. This included security master, trades, securities lending, restrictions on holdings, credit ratings, factors/coupons, portfolios, positions, prices, NAVs etc. Security types worked with included fixed-income, equity, derivatives (swaps, swaptions, CDS) etc.

Aug, 02 – Nov, 02 Senior Developer Confidential,Jersey City, NJ

Developing new reports and enhancing old reports using stored procedures and Actuate for Margin, Operations, and other internal departments for compliance with Reg 15C3-3. Supporting ADP’s BPS/A system (essentially a Sybase version of the mainframe system) at Lehman for the equity side. Created a job scheduling perl script/tables/stored procedures to run other perl jobs dependent on completion of BPSA categories.

Mar, 01 – Jun, 02 Consultant Confidential,New York, NY

Implemented a Sybase data warehouse for the US Equities division. Created a Perl based ETL tool to converting daily ADP files to normalized form. Responsibilities included liaising with the end-user, designing the loader, designing the database, designing the meta-data and developing the entire application. (ERWin, Sybase 12.0, Perl, MS-Project)
Worked on a Broker desktop application to extract client reports and keep track of client contact information. Responsibilities included analysis, design and development, debugging and post-deployment support. (VB6, Sybase 11.5, XML, XSLT, MSXML4.0, XML Spy)

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