Compliance and Licensing Specialist Resume Atlanta, GA - Hire IT People

SUMMARY:

An ambitious and dynamic Mortgage and Banking Specialist with significant years of experience with complex databases and taxation systems, as well as mortgage loan processing systems. Over 20 years in the mortgage and banking industry, with broad experience in processing, auditing, funding, closing and underwriting. In - depth experience with a variety of regulatory processes related to tax remediation and consumer loans, including understanding of Confidential, AML, Confidential, Confidential and other programs. Adept at providing high level customer service while achieving company goals. Skilled at making client-centric decisions and strategic recommendations, while staying within company and regulatory guidelines.

KEY COMPETENCIES:

Tax Remediation
Financial & Tax Analysis
Tax & Loan Regulations
Strategic Planning and Implementation
Compliance & Licensing
Loan Processing
Research & Documentation
Regulatory Compliance
Customer Service

CAREER EXPERIENCE:

Confidential, Atlanta, GA

Compliance and Licensing Specialist

Responsibilities:

Direct, oversight and support Third Party Originator (TPO) Partners.
Ensure compliance with Confidential Act. Provide support to Account Executives to include on TPO approval and renewals.
Receive, research and review Third Party Originator (TPO - broker and correspondent) application packages; provide review compilation and recommendation to Senior Management for approval.
Set-up and maintain accurate TPO information in Loan Origination System.
Research and review proposed and newly enacted federal and state laws and regulations
Receive, research and review TPO renewal applications to determine approval or denial.

Confidential, Newark, DE

Tax Document Remediation Specialist

Responsibilities:

Utilizing multiple, complex databases and systems, analyze, review and validate tax forms that range from moderate to complex, such as W9 and W8-BEN, W8-BEN-E, W8-IMY, W8-EXP and W8-ECI.
Create and maintain client data to ensure data quality standards are met across various systems.
Use understanding of Confidential, AML and other AML regulatory policies to independently make appropriate client-centric decisions and recommendations.
Accurately and effectively process requests for customer’s tax set-up on various client systems.
Ensured data capture by updating various tracking mechanisms.

Confidential, Blue Bell, PA

Senior Loan Processor

Responsibilities:

Used knowledge of Confidential, AML and other AML regulatory policies to assist the Lending Manager with planning and organizing steps to ensure timely and accurate execution of a wide range of loan processing functions.
Trained new staff and informed continuing staff of new products and changes.
Served as the day-to-day contact person for processing staff in responding to questions and guiding the work flow.
Successfully oversaw the mortgage loan processing pipeline and assigned loans to other processors.
Ensured that the workload was evenly distributed with a focus on expediting high-quality loan applications.
Upon receipt of files, ordered necessary exhibits, such as VOEs, VODs, credit reports, Confidential case numbers, CAIVRS, LDP/GSA and others.

Confidential, Wilmington, DE

Appraisal Coordinator

Responsibilities:

Assigned and placed appraisal orders to authorized appraisers.
Monitor assignments and facilitate the return delivery of completed assignments from the appraisal vendor to ensure the file is processed accurately and in a timely manner.
Maintained a pipeline of orders.

Confidential, Villanova, PA

Mortgage Wholesale Lead Specialist

Responsibilities:

Reviewed and cleared wholesale operations conditions, and recorded and communicated clear-to-close status.
Corresponded with brokers and organized files, obtained and verified missing data, and delivered to underwriting.
Reliably monitored pipeline reports, recorded re-price and product changes along with inactive 60+day registrations and expired rate locks.

Confidential, Newark, DE

Home Service Specialist

Responsibilities:

Verified conditions for approval of home loans, including reviewing income, assets and occupancy documentation.
Developed specific expertise in Confidential, Confidential, VA, Special Forbearance, Modification and HAMP.

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Compliance And Licensing Specialist Resume

Atlanta, GA

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