Paraplanner/Case Manager Resume Vienna, VA - Hire IT People

SUMMARY:

Dedicated and licensed financial planner with experience in the creation and implementation of comprehensive financial plans that are tailored to the specific needs of high net worth clients. Up - to-date knowledge of changes in the industry through continuing professional and educational development.

PROFESSIONAL SKILLS:

Financial planning software: Morningstar Advisor Workstation, Asset Allocation Master, Portfolio Management Tool, Thomson Financial Investment View
Implement the financial planning process according to the Certified Financial Planner Board of Standards.
Investment analysis based on Modern Portfolio Theory (MPT) Statistics.
Software: Windows OS 98/2000/NT/XP, MS Internet Explorer, MS Word, Excel, and PowerPoint.

WORK HISTORY:

Paraplanner/Case Manager

Confidential, Vienna, VA

Responsibilities:

Interview clients or prospects to gather background and financial information.
Enter and examine data in financial analysis software for accuracy and completeness.
Review and interpret financial statements, prepare recommendations to be reviewed for comprehensive financial advisory proposals, consult with specialists (accountants & attorneys) as needed, run hypothetical illustrations, prepare charts, graphs, tables and other visual aids to be used in an implementation meeting with clients.
Participate in client meetings, review and update client information as needed, draft summary and follow up letters post meeting, prepare management agreements and client correspondence.
Manage and resolve client service matters i.e. bank authorizations, systematic payouts, sub-account transfers, domestic and international wires, make funds available to clients using available cash or margin, setup online account access for clients.
Open brokerage accounts, place all trades, reinvest proceeds from maturing bonds, CDs, DANs, etc., process and track all insurance applications and follow up during underwriting process, process and track all account transfers and rollovers, track Real Estate Investment Trust applications.

Planning Assistant

Confidential, Bethesda, MD

Responsibilities:

Preparation and maintenance of client accounts which includes but is not limited to gathering and inputting client data, evaluating the analysis and comprehending the results, building all necessary performance reports, accurately completing forms for specific client transactions, ensuring SEC compliance of the advisor's practice, building asset allocation models appropriate to client's risk tolerance, writing financial plans based on the various topics of comprehensive financial planning, solving account problems with clients via phone or e-mail, tracking client investment performance and comparing to appropriate benchmarks, ensuring the advisor has all the necessary tools and reports to conduct an effective client service meeting.

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Paraplanner/case Manager Resume

Vienna, VA

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