Audit Manager Resume New York NY - Hire IT People

SUMMARY: Over ten years of diverse experience in financial reporting, internal auditing and risk management activities for both domestic and international operations

EXPERIENCE:

Confidential New York, NY 1/08 – Present

Audit Manager

Performed financial/transactional audits- scheduled either through the standard annual audit plan or upon request by division management.
Performed financial analysis of the financial statements of a prospective or existing program administrator (PA).
Advised division management as to the appropriate form of security for a PA in order to comply with the Standards for Financial Security.
Prepared the monthly ‘Audit Tracking and Issue Summary’ report (ATIS).
Prepared the quarterly ‘Open Audit Findings Report’ (OAFR).
Coordinated the efforts of the two outside accounting/auditing firms commissioned to assist MGA Audit in the performance of the financial/operational audits-
Assign the audits to be performed
Monitor the timeliness and quality of the audit process, to include the issuance of the reports. (Standard procedure guidelines are attached as Exhibit E).
Act as their liaison with division management, as needed, to resolve issues.

Confidential

Performed special projects as assigned by management. (e.g. Due Diligence Audits)
Manage on-going Sarbanes-Oxley initiatives
Perform Quarterly SOX Testing
Support reviews with Internal and External auditors

Confidential Fairfield. NJ 6/07 – 12/07

Senior Consultant

Evaluated effectiveness and efficiency of all controls in conjunction with SOX 404.
Reported findings to management and where applicable, managed remediation activities.
Coordinated with related departments to develop policies and procedures.
Mapping existing and re-designing business processes.
Documented work performed and prepares audit reports that are submitted to senior management and the Audit Committee.

Confidential New York. NY 12/06 – 5/07

Audit Manager

Reported findings to management and where applicable, managed remediation activities.
Coordinated with related departments to develop policies and procedures.
Mapping existing and re-designing business processes.
Participated in business process reviews and business simulations to improve efficiency and control and to assist business units in documenting business processes.
Documented work performed and prepares audit reports that are submitted to senior management and the Audit Committee.

Confidential Morristown, NJ

(Industries – Retail, Manufacturing, Medical Research and Banking) 05/05 – 11/06

Audit Manager

Provide Sarbanes-Oxley reviews for global retail and manufacturing clients. Oversee clients’ Sarbanes-Oxley 404 compliance process for all domestic and international business units, including:

Managed a staff of four senior internal auditors.
Monitored and maintained completed documentation as provided by the process owners.
Reported findings to management and where applicable, managed remediation activities.
Coordinated with related departments to develop policies and procedures.
Responsible for maintaining an appropriate internal control environment and assisting the controller in the coordination of internal and external audits.
Conducted weekly change control meeting, reported pilot progress to change control board and senior manager

Confidential Roseland NJ 9/03 – 5/05

Senior Consultant (Supervisor)

(Industries – Retail, Manufacturing, Medical Research, Hospitality and Banking)

Executed Sarbanes-Oxley related assignments and projects.

Ensured continuous development and refinement of Sarbanes-Oxley Sec 404 Compliance methodology and tools.

Partnered with clients and interacted with finance and accounting team to ensure compliance goals are met.

Evaluated client's Operational Procedures.

Reviewed client's management evaluation of company controls and ensured controls were working properly.

Verified CFO and CEO Certification.

Reviewed client’s 10K’s and 10Q’s to ensure they were filed by the deadline.

Supervised staff of four internal auditors.

Confidential New York, NY 7/00 - 9/03 Staff Auditor

Performed operational and internal control audits in Compliance, Anti-Money Laundering (AML), Know Your Customer (KYC), Funds Transfers and Electronic Banking.
Ensured compliance with GAAP, FDIC, FRB, SEC and FASB pronouncements.
Determined that transactions were executed in accordance with bank policies and procedures.
Prepared monthly audit packages in conjunction with the Chief Auditor for Audit Committee.

EDUCATION:

Bachelor of Science Degree in Accounting.

Computer Skills:

AS400, JDE, Serena, SAP, ACL, Visio and Windows 7

P.S. I'm willing to travel domestic fifty percent (50%) and up to seventy-five (75%) international.

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Audit Manager Resume

New York, NY

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