SUMMARY

• Have 21+ years of experience in Information Technology (IT) with world’s largest Software Vendors and IT consulting service providers. Industry experience extends in Banking, Financial Services, Insurance, Telecom, Retail (e - commerce), Supply Chain, ERP and CRM.
• Presently working with Neumeric Technologies Corporation (NTC) for their client Confidential as Axiom Regulatory Reporting Consultant
• AxiomSL Functional Certification in ControllerView platform (twice certified) that provides Enterprise-wide solution for Regulatory Reporting and Financial Control
• Hands on in Axiom development and design of the flow of data in AxiomSL CV for the regulatory reports
• Good exposure in development of regulator reports in Controllerview AxiomSL - Regulatory Reporting FRY 9C, FRY 9LP, FR 2052a, FFIEC 009, FRY 15, FFIEC 041, TIC BC,TIC BL1,TIC BQ3,TIC SLT, TIC SHCA, TIC SHLA, SOD, FRY 11, FR 2510
• Lead and completed the development for the reports of TIC SLT, FRY 9LP and FFIEC 009 in E*TRADE using the RAD methodology.
• Helped E*TRADE in refiling of FFIEC 041 for past 7 quarter and saved fine of $24 million. Completed the refiling project in 3 months
• Have completed End to end Axiom development for the regulatory reports of FRY 9LP and FFIEC 009 and developed different schedules for FRY 9C and FFIEC 041.
• Have managed portfolios with revenue of $10M+ for Confidential.
• IBM certified professional, Lean certified and has undergone PMP training (PMP 35 hours PDU).
• Extensive experience with proposals and actively take part in presales by responding to surveys, RFI & RFP’s. Proposition done for development, migration, testing and maintenance & support projects/programs.
• Strong end to end project, Program & Delivery Management expertise, leading and managing the entire project life cycle (Initiation, planning, executing, controlling and closing) for all size of IT business critical projects of a sizeable IT budget with complex scope, many dependencies, cross functional teams, high risks and integrated deliverables with multiple projects, compliance with quality standards.
• Technical expertise in all aspects of the SDLC involving requirement analysis, design, development, testing, implementation and enhancement as well as troubleshooting, Immense experience in managing support, maintenance and development projects.
• Strong Agile/Scrum/Lean project planning, execution, strategic leadership skills, People & Delivery Management
• Ability to relate to people at any level of business and management across the globe and significant experience working with customers, project managers, QA managers and technical teams for executing concurrent projects.
• Possess leadership skills that inspire team confidence and respect while motivating team members in a creative and effective manner. Ability to retain and motivate high performing team members.
• Good communication and interpersonal skills, including ability to communicate with Technical Partners and Stakeholders.
• Hands on experience in designing using Rational tools, development in Java/J2EE & testing
• Globally managed 100+ IT team members as a Portfolio Manager
• Steady Career Progression starting from Application Developer to Sr. Project/Delivery Manager.

TECHNICAL SKILLS

Operating Systems: WINDOWS’9x/2K/NT/XP/7, UNIX, AIX, Solaris, Linux

Languages: Java

Architecture: SOA, Java/J2EE

Cloud Computing: Salesforce, Hadoop

Mobility: Android programming

Databases: MS Access, Oracle, MS SQL, My SQL

Scripting language: Java Script, JSON

Case Tools: Rational Rose (UML), MS Visio

JPA: Hibernate, OpenJPA

Web Related: HTML, XML, DTD, XSL, CSS, J2EE, JSP, EJB, Struts, Spring, Weblogic Server, Jboss, Big & RESTful Webservice (Axis & JAX-*)

Tools: & Utilities: Jdk1.x, FRONTPAGE, Oracle JDeveloper, JBuilder, TextPad, sed & awk, Twiki, IntelliJ IDEA, Eclipse, JGoodies, JBPM. Balsamiq (for Wire Frames)

Configuration Tool: WinCVS, VSS, StarTeam, SVN, Accurev, Clear case

Testing Tool: JUnit

Bug Reporting Tool: Mantis, JIRA, Bugzilla, HPQC, Rally - Agile Central

Build Tool: Ant, Maven, Install Shield Express 4.0,MultiPlatform 5.0, InstallAnywhere Standard, Cruise Controller

Management Tools: MS Project, Open Work bench, Clarity, XPlanner, ECube, SDLC+, ITSM Remedy tool

Reporting tool: Pentaho, Controllerview AxiomSL

PROFESSIONAL EXPERIENCE

Lead Regulatory Reporting Consultant

Confidential

Responsibilities:

• Develop, support and liaising with the different teams onsite for the development from the requirement gathering phase, development till the production release and support of the Regulatory reports - FFIEC 002, FRY 15, FR 2052a, FR 202B, FRY 19, 7N, TIC, Balance Reconciliation
• Development/Configuration and fixing of bugs in Axiom Controlerview.
• Setup of different latest reports in different environments for development & testing
• Support and coordinate the SIT & UAT
• Lead, plan, develop, support and liaising with the different teams (onsite and offshore) for the development from the requirement gathering phase, development till the production release and support of the Regulatory reports - FRY 9C, FRY 15, FRY 9LP FR 2052a, FFIEC 009, TIC BC,TIC BL1,TIC BQ3, TIC SHCA, TIC SHLA, FR2510, TIC SLT, SOD, FRY 11 and FFIEC 041
• Collaborate with internal service teams, business team and different vendors (AxiomSL, EY) to deliver solutions that make efficient use of resources and technologies
• Creation of Axioms datasources by mapping with the fields in the DataLake (RDR) semantic views and filtering of data as per the regulatory period.
• Prioritize requirements and define scope with business stakeholders
• TIC SLT, FRY 9LP and FFIEC 009 development was done using RAD methodology
• Integrated new accounts for the companies acquired by the bank.
• Assist the business with the requirement gathering and mapping of the Axiom configuration
• Assist and help the scrum master plan the sprint for PROD releases by grooming the user stories
• Development/Configuration and fixing of bugs in Axiom Controlerview.
• Support and coordinate the SIT & UAT for the Sprint releases
• Create the Change request and follow up with approvals with the Change approval board for the Regulatory report PROD releases.
• Assisting the business with the manual execution and sign off of Regulatory reports workflows
• Mentor and guide the resources with the development/configuration of the Reports different schedule/MDRMs.
• Implementation of Axiom regulatory report patches (Federal updates/Axiom improvement/bugs) on monthly or quarterly basis.
• Documentation of the release Notes and status update on regular bases to the stakeholders
• Migration of the code between different environments.
• Analysis and documentation of current data flow data elements in AXIOMSL CV for gap analysis or variances for each quarter
• Analysis & documentation of proposed Key Data Elements and their data attributes in the respective Source Systems to the Data lake
• Create matrix of transactional data element value, before and after each transitionary processing along the data flow path to Axiom Oracle DB for each Data Source
• Create a dashboard of summarized line-item report for each data source, to indicate any change in value of any Key Data Element during the transitionary processing
• Drill down on each line-items or MDRM’s to display an expanded data report showing the change in data element value for each Key Data Element over each transaction
• Create/Update Axiom Technical mapping document for all the reports
• Development in creating FR 2052a report to be inline with the acquisition of E*TRADE by Morgan Stanley.
• Timeline and resource estimation for all the Regulatory report development
• Coordinate and follow up with issues and queries with Axiom Technical support team

Axiom Regulatory Reporting Consultant

Confidential, Manhattan, NY

Responsibilities:

• Regulatory Reporting Consultant (Change Management Team) responsible for ensuring the delivery of both enhancements to existing automated regulatory reports, as well as efficiencies to the process.
• Development and Testing in AxiomSL ControllerView objects - Data Source, Data Modeling, Portfolio, Aggregation, FreeForm Reports and Tabular Reports
• Planning the release of the user stories in rally for the 3 weeks sprint and maintaining the back logs and scrum logs
• Working directly with Finance teams to assess current business processes and determine how these can be optimized for Fixed Form Regulatory Reporting purposes (e.g. business process re-engineering, new technologies, minor adjustments to existing processes).
• Partner with technology to ensure effective delivery through requirements gathering, requirements translation and testing.
• Determining business requirements, change management and prioritizing them for change.
• Work with Finance, Technology and Regulatory Reporting change team to further develop an effective control environment to support implementation of the target end state Fixed Form Regulatory Reporting process.
• Liaising with Finance Functions across Legal Entities to identify and obtain supplemental data required for Fixed Form Regulatory Reporting.
• Defining functional specifications, which reflect the business requirements and developing approaches to enable them to be delivered via process changes / technology solutions (i.e. Axiom).
• Developing approaches and tools to test new solutions and business processes prior to use.
• Performing functional tests of newly built processes and solutions and guiding the critical end user testing of these.
• Identifying and escalating as appropriate issues that may arise during the various stages of the Fixed Form Regulatory Reporting change process (i.e. from analysis and design through to adoption).
• Managing and mentoring staff in day to day responsibilities as well as their career.
• Assisting the RBT team in analysis and business day report update & releases
• Preparation and Updating the senior management with regular monthly reports,

Sr. Project/Delivery Manager

Confidential

Responsibilities:

• Understand core banking systems and provide/recommend solution design for the given requirement in AxiomSL ControllerView objects - Data Source, Data Modeling, Portfolio, Aggregation, FreeForm Reports and Tabular Reports
• AXIOM reporting framework (ControllerView) development and implementation, Unit Testing and Performance Testing for Federal Regulatory Reporting - FRY-9C, FRY-14Q, FRY9LP
• Preparation and documentation of test cases with sign off
• Support SIT and UAT, fixes and retesting for sign off from the authorities
• Mentor new resources and bring them to the speed of the ongoing project
• Implement updates and make sure data is thoroughly analyzed for consistency as per the guidelines received from regulatory agencies.
• Ensure data for all reports is accurate and reports are prepared in a timely and thorough manner
• Coordinate with various contributor teams to complete the development in AxiomSL ControllerView related financial projection, aggregation and review.
• Support overall analysis to ensure to validate data completeness from Data Source to the delivery of reports with comprehensive documentation
• Client Consultation and broad understand of end-to-end finance for regulatory reporting
• Implementation of interlinkages in AxiomSL ControllerView between FRY 14A and FR Y9C, FRY14 A and FRY14Q, FRY 14A schedules
• Importing the latest templates for Credit Suisse configuration of forms
• Documenting the error/defects of the configuration in AxiomSL JIRA after review/analysis
• Obtain understanding of projection methodologies of various contributing areas and review all contributor teams' submission for reasonableness.
• Review Y-14Q and Y-9C mapping and ensure the mapping consistencies across schedules.
• Project planning, resource management and status report to higher management
• Financial Management and Process improvement by introducing issue/risk/query logs and release notes
• Preparation of Release notes and change control done to the different regulatory reports before submission to the QA team.
• Analysis and configuration of Federal Regulatory Reporting requirements - FRY-9C, FRY-14Q, and FRY9LP
• Create Axiom Functional technical documents (HLD and LLD) with sign off for the configuring in ConrollerView
• Understand core banking systems and provide/recommend solution design for the given requirement in AxiomSL ControllerView objects - Data Source, Data Modeling, Portfolio, Aggregation, FreeForm Reports and Tabular Reports
• AXIOM reporting framework (ControllerView) development and implementation, Unit Testing and Performance Testing for Federal Regulatory Reporting - FRY-9C, FRY-14Q, FRY9LP
• Support SIT and UAT, fixes and retesting for sign off from the Axiom authorities
• Review Y-14Q and Y-9C mapping and ensure the mapping consistencies across schedules.

Confidential

Sr. Project/Program Manager

Responsibilities:

• Group number of initiatives into portfolios that supports business segment.
• Manage the P& L and drive account level strategy and execution in order to meet/exceed revenue goals.
• Revenue forecast quarterly/yearly and provides management updates on various project parameters.
• Co-ownership for portfolio revenue targets of $ 10M+ and customer satisfaction along with delivery management team.
• Manage and have continuing oversight and decision-making about which initiatives to undertake, to continue, reject or discontinue and qualify opportunities by cost-benefit analysis.
• Analysis quarterly scorecards & take corrective actions.
• Creating Statement of Works (SoW) and contracts creation to secure new and follow-on work.
• Develop and deliver responses to customer and prospect inquiries, including RFPs, RFIs, and initial solution discussions.
• Contributing technically and giving technical direction to development & QA team.
• Identify and manage Lean methodology process for innovative change effectively.
• Experience with engagement and account management; participating in business development efforts for expanding or extending accounts.
• Serving as liaison between development/testing staff and project/ QA managers. Holding regular weekly/monthly status meetings with the managers and the clients.
• Identify customer satisfaction gaps through regular communication and come up with action plan to mitigate any escalations and deepen client relationships.
• Scrum Master for online Merchant service for RIA (end to end development project)
• Adopt and optimize SDLC and Agile Delivery Methodology processes in the projects by providing leadership and guidance to software development teams of PM’s and QA Managers.
• Responsible and accountable for end to end delivery management of onsite-offshore team.
• Communicate effectively with clients to identify needs and evaluate alternative technical solutions.
• Educating the client on Agile Delivery Methodology and its ceremonies.
• Review of project artifacts such as project plans, status reports and technical documents.
• Coach, mentor, appraise, motivate and supervise project team members. Delegating responsibilities appropriately and empowering team members to deliver results.
• Support PMO activities as per the Master Service Agreement (MSA).
• Perform risk management by identifying the risks, prioritizing and mitigating it.
• Ensures the portfolios are in compliance with ISO regulations procedures and participate in audits.
• Creating technical proposals (RFI & RFQ) and actively take part in presales.
• Ensure the technical procedures and documentations are in place and it is reviewed on a regular basis.
• Update the senior management regularly with weekly, monthly and annual reports, which include the team's performance, budgets and project status.
• Prepare project plan for new requirements, change request and enhancements as per the requirement of the clients.
• Plan releases & configurations management. Release to the QA team and production with release notes.

Sr. Project/Program Manager

Confidential

Responsibilities:

• Responsible and accountable for the coordinated management of multiple related projects directed toward strategic business and other organizational objectives.
• Build credibility, establish rapport, and maintain communication with stakeholders at multiple levels, including those external to the organization.
• Setting up Project Management processes & consultancy.
• Coach, mentor, lead and appraisal personnel.
• Present periodic status reports and KPI reports on the current program, future opportunities and client issues.
• Mentored staff in methodology and consulting excellence and encouraged best practice in project management and project planning.
• Quality assurance and overall integrity of the program.
• Managing the program’s budget on behalf of the client, monitoring the expenditures and costs against delivered and realised benefits as the program progresses.
• Facilitating the appointment of individuals to the project delivery teams.
• Ensuring that the delivery of new products or services from the projects is to the appropriate levels of quality, on time and within budget, in accordance with the program plan and program governance arrangements.
• Ensuring that there is efficient allocation of common resources and skills within the project portfolio.
• Implemented Scrum project management process by being Scrum Master and helped team meet sprint goals for the CPBS customer. Helping the Product Owner to priorities the product features in the product backlog.
• Managing third party contributions to the program.
• Creating proposals and actively take part in presales, Statement of Works (SoW) and contracts creation to secure new and follow-on work.
• Proactively managed systems development, implementation and risk via the use of SDLC.
• Executed and maintained program management processes and disciplines in the areas of: program schedule and quality management; communications management; human resource management; cost management; procurement management; risk / issue management; change management; Delivery and sign off.
• Planning and designing the programme and proactively monitoring its overall progress, resolving issues and initiating corrective action as appropriate.
• Managing vendor resources along with Wipro resources (onsite-offshore model) and oversee the day-to-day activities of team members.
• Resource & shifts planning for the support and maintenance projects.
• Artifacts/Code Reviews, Testing, firefighting & technical troubleshoot
• Release Management with SDLC+ & ITSM remedy tool
• Responsible and accountable for the coordinated management of Sourcing Portfolio product
• Maintain communication with product owners at multiple levels.
• Coach, mentor, lead and appraisal personnel
• Present periodic status reports on the current program, future opportunities and client issues.
• Java/J2EE Coding, Unit Testing and documentation
• Tracked software customization, defects and issues via the use of SDLC.
• Developed build and release management system using Ant script, Install shield and Accurev for QA and different clients.
• Review design, code and signoff

Programmer Analyst

Confidential

Responsibilities:

• Setting up of the AST department in INDIA
• Responsible and accountable for the coordinated management of TITAN product
• Maintain communication with stakeholders at multiple levels.
• Coach, mentor, lead and appraisal personnel
• Present periodic status reports on the current program, future opportunities and client issues.
• Java/J2EE Coding, testing and documentation
• Tracked software customization, defects and issues via the use of SDLC.
• Organized Sprints and planned releases with the team using XPlanner.
• Developed build and release management system using Cruise Control and SVN.
• Review design, code and signoff
• Responsible and accountable for the coordinated management of project
• Maintain communication with stakeholders at multiple levels, including those external to the organization.
• Coach, mentor, lead and appraisal personnel
• Present periodic status reports on the current program, future opportunities and client issues.
• Mentored staff in methodology and consulting excellence and encouraged best practice in project management and project planning
• Java/J2EE Coding, testing and documentation
• Tracked software customization, defects and issues via the use of SDLC.
• Review design, code and signoff