SUMMARY:

• Over Seven and half years of experience in working with major investment bank and financial services company as Business Analyst.
• Hands on experience on complete KYC lifecycle of client onboarding in investment banks including stages of Initial data collection, Customer Identification Program, Monitoring of Transaction and risk management.
• Provided advice on AML and sanctions risks subject to Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD) policies including PEP and sanction affected entities at customer acceptance and periodic customer reviews.
• Ensured on daily basis CIP requirements, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) policies are being followed based on KYC norms for specific countries.
• Hands - on experience as a business analyst in maintaining front office trading systems, back office systems that include SDR Reconciliation Process for Dodd Frank Reporting, reporting using GTR under CFTC regulation.
• Hands on experience of working in complete lifecycle of trade reconciliation process from identifying breaks to reaching out to counterparties for resolution.
• Strong knowledge of Agile and Waterfall project management methodologies. Have worked in large projects, with onsite and offshore operations team and coordinating with multiple downstream and upstream application teams and business users.
• Expert in using MS Excel and SQL to perform data analysis and generate reports like MI dashboards, weekly and monthly reports for senior management.
• Excellent in building working relationship with multiple teams like Operations, IT, business users and key stakeholders.
• Knowledge of translating complex business needs into clear, concise Requirement Specification Document.
• Hands on experience of using products like MS Excel, MS Visio, MSSQL 2008, Oracle eBusiness Suite, Tally 9.0, Superpay.

TECHNICAL SKILLS:

• MS SQL Server 2008, 2012.
• Microsoft Excel and Office version 2007, 2010 and 2013.
• TriResolve
• Microsoft Visio 2010 and 2013.
• Oracle e-business suite 11i
• Billyzee
• Tally 8.1, Tally ERP 9

WORK EXPERIENCE:

Confidential, NJ

AML/ KYC Analyst

Responsibilities:

• Review, research and make determination of suspicion on items and transactions identified according to the Bank Secrecy Act (BSA) via AML automated alerts or manually received reports and referrals.
• Evaluates wire transfers and other payments for potential fraud, money laundering, patterns and inconsistencies.
• Analyzed clients' database to create Customer Monitoring Report.
• Preparing Daily Recon Reports, weekly, monthly metrics for MI dashboards using MS Excel and SQL.
• Interacts with Bank management on suspicious transactions conducted by customers.
• Involved in research, writes, and reviews Suspicious Activity Reports on a daily basis while ensuring compliance with federal regulations.
• Performs Enhanced Due Diligence on customers deemed high risk, and suggested account restrictions and/or account closures based on risk to the institution.
• Work closely with team members and other financial institutions to fulfill the USA Patriot Act Sharing of Information requests.
• Understand and keep update on the current Red Flags and industry trends related to AML.
• Investigates reviews and monitors suspicious customers' account transaction activities and made recommendations for further review or closure.
• Provided training on Bank Secrecy Act and Anti-Money Laundering procedures and systems for new employees.

Confidential

Senior Business Analyst

Responsibilities:

• Worked as Senior Analyst for trade breaks in SDR Reconciliation Process for Dodd Frank Reporting.
• Investigate non-matched and failed trades and work with investment staff, brokers, service providers, and other stakeholders to instigate corrective action.
• Identifying parties for each trade which needs to be reported to GTR under CFTC regulation.
• Reconcile data between DTCC position report and System extract for Position and MET breaks.
• Reach out to Counterparties & third-party owners to get USI and its details for Reporting Counterparty (RCP) and vice-a-versa.
• Preparing Daily Recon Reports, weekly, monthly metrics for counterparties using SQL and MS Excel.
• Reviewed internal procedures and made suggestions to senior staff to enhance and improve practices. Recommendation were ultimately implemented across entire process.
• Knowledge of KYC reports and reconciliation of clients’ status across its complete lifecycle.

Confidential

Financial Analyst

Responsibilities:

• Hands on experience of keeping records of financial statements, supervises tax payments and maintains accounts.
• Preparation of monthly statements by collecting data; analyzing and investigating variances; summarizing data, information, and trends for account payables, invoicing and payroll using MS Excel.
• Payroll processing and handling of UK client queries for HMRC-UK using SuperPay ERP system, ad-hoc client queries related to tax affairs, responding to queries raised by HMRC.
• Handling accounts and bank reconciliation for Client Companies, reconciliation of report discrepancies and problems.
• Accounts Payables, receivables, invoicing and Credit Control Process for customers.
• Client communication with companies for filing tax returns.
• Preparing outstanding list of Debtor & making Payment follow-up.

Confidential

Business Enabler and Project Administrator

Responsibilities:

• Project administration including project set up, employee allocation and timesheet management.
• Maintenance and management of payment records in MS excel prior to importing in Oracle.
• Invoicing and bill receivable process using Oracle e-business suite and BillyZee.
• Preparing outstanding list of Debtor & making Payment follow-up.
• Tracking and monitoring monthly resource billing to various business units.
• Preparation of monthly report for Service Tax returns.
• Cross verification of System & offline transactions made.

Confidential

Data Analyst/ Accounts Assistant

Responsibilities:

• Passing of Voucher, Invoice receivables, Invoice payables & Journal voucher.
• Preparation of monthly VAT and TDS statements.
• Finalizing the Accounts and Issuing cheques to various parties
• Reconciliation of Bank Statement at the end of month.

Confidential

Financial Analyst

Responsibilities:

• Handling of accounts and preparation of Audit reports.
• Checking of accounts and Assist in the preparation of monthly balance sheet account reconciliations.
• Reviews, balances, and interprets computer reports, and makes corrections, assisting in preparation of financial reports and spreadsheets as requested.
• Verification of bills & reconciliation, reconciliation of Bank Statement at the end of month, review error report and note corrections into system.
• Prepare and maintain audit work papers and account analysis on an ongoing basis, maintenance for records of work completed.